Locked
Released
In the stack
Form 144
10b5-1
Window
FINRA
Tape
Run
Release-to-cash plumbing throttling unlocked shares
cleared the stack
Locked shares
180-day restricted
legally ineligible
Legal eligibility
legal release ≠
sellable inventory
SPV stack
4-5 layers deep
L1
L2
L3
L4
about 1 month per layer
fees at each stop
Form 144
90-day clock
10b5-1
cooling-off
30-120 days
Trading
window
~6 wks per qtr
FINRA
11870
transfer +
settlement
tape
thin slice
Follow one share lot from the locked block to the tape; pick a position to park it at any gate.