1
private claims
2
public listing
3
conversion
4
13F entry
lock-up
closed
From private claims to a 13F entry: the SpaceX IPO conversion and downstream supply gates
Private SPV claims convert into reportable SPCX public shares at the IPO, land as a 13F line in the mid-August filing, then meet a thin-float venturi and a lock-up dam whose opening releases pre-IPO supply toward re-marking risk.
Section 13(f) boundary
pre-IPO · private claims
post-IPO · reportable
Nasdaq
SPCX
public listing
SPCX · SPCX · SPCX · SPCX
private claims
SPV & secondaries
not 13F-reportable
IPO
conversion
public SPCX common
13(f) security
form 13F
SPCX
new position
13F entry · mid-August
float gate
thin reported float
early index inclusion
pre-IPO shares
supply pressure
re-marking risk
above IPO price
lock-up expiry
pre-IPO / SPV holders
able to sell